返回总目录
The Mystic Letters of the Koran
THE MYSTIC LETTERS OF THE KORAN
Each new student who comes to the study of the Arabic text of the Koran
is more or less perplexed by the problem of the mystic letters which stand
at the head of many of the Suras. Thus we find:1
ALR at the head of Suras 10, 11, 12, 14, 15.
ALM " " " " 2, 3, 29, 30, 31, 32.
ALMR " " " " 13.
ALMS " " " " 7.
HM " " " " 40, 41, 43, 44, 45, 46.
HM'SQ " " " " 42.
S " " " " 38.
TS " " " " 27.
TSM " " " " 26, 28.
TH " " " " 20.
Q " " " " 50.
KHY'S " " " " 19.
N " " " " 68.
YS " " " " 36.
And after listening to the variety of interpretations one's Arabic Sheikh can provide for them,
one is inclined to say, as Mohammed himself said of other matters in the Koran, "none knoweth
the interpretation save God."2
Both Moslem and non-Moslem scholars, however, have been diligent in seeking an interpretation,
and the inquiry has exercised such different types of mind as Avicenna3
and Siyuti4 among Moslem scholars,
and Sprenger5 and Franz Buhl6
among Christians.
It would be profitless to set out in detail the speculations of Moslem commentators. It is sufficient
to notice that they fall roughly into two types, (1) those who treat the letters as mystic signs,
and (2) those who attempt some rational interpretation of them. The Turkish translator of Ibn Khaldun,
e. g., represents the first type. "God," he says, "has placed these letters at the head of several Suras
as a sort of defiance; it is as if He had said to them, ‘These are the elements of which the Koran
is composed, take them and make of them a book equal to it in style,’"7
or according to Zamakhshari as Ibn Khaldun quotes him — "They indicate that the style of the Koran
is carried to such a degree of excellence, that it defies every attempt to imitate it; for this book
which has been sent down to us from heaven is composed of letters. All men may know them equally well,
but this equality disappears when, in order to express their ideas they want to use these same letters
combined."8
A variety of this type is the attempted symbolic interpretation of them.
Thus Siyuti9 quotes some who held that Q stands for Qaf,
the mountain that encircles the earth, or for the sea on which the throne of the All-merciful rests.
Others again, he tells us, find a numerical symbolism in them, e.g., ALMR equals 271, to which various
mystical significations can be attached,10 while others
thought they were mystic words of heavenly language by which Gabriel used to call the Prophet's
attention, or words which the Prophet used to call the attention of his hearers. Others still found
in them specimens of the heavenly original of the Koran, or exhibitions of the phonology of
the Arabic language.11
An example of the second type is Siyuti, who in his Itqan12
gives various suggestions as to the possible meanings, basing his remarks on Ibn 'Abbas and other early
authorities whose works are now lost to us. Thus he quotes Ibn 'Abbas to the effect that the letters
KHY'S at the head of Sura xix stand for the five attributes of God,13
Karim (gracious), Hadi (the Guide), hakYm (the wise), 'alim (the Learned),
Sadiq (the Righteous). So ALMS stands for Ana 'Llahu 'rrahManu 's-Samad, (I am God
the Merciful the Eternal). Baidawi also follows this line of interpretation, e.g., in his commentary
on Sura xiii he says that ALMR means Ana 'Llahu a'liMu w'aRa (I, God, know and
see).14 Under the same group would fall the suggestion
that the letters signify the rhyme or rhymes on which the Suras were originally built e.g. the N Suratu,
'l-Qalam (lxviii), would indicate the -un, -in rhyme that runs through
it.15
Practically all Moslem interpretations insist that the mystic letters are part of the original Koran
as it was revealed to Mohammed, generally basing their claims on the words that so follow the signs,
"These are the signs of the clear book." (Sura xii, etc.), the obvious reply to which is that they
always stand at the head of the Suras and never in the midst of them, though many are confessedly
composite Suras.
Modern European attempts at interpretation may be Golius' suggestion16
that they were scribe's marks; thus ALM would stand for Amara Li Muhammed (Mohammed commanded me),
and KHY'S head of Sura xix would be the mark of a Jewish scribe and stand for the Hebrew. KoH Ya'aS (thus
he directed)17. The most famous suggestion, however, up
to recent days, was that of Nöldeke, who in the first edition
of his Geschichte des Qorans (1860),18 suggested
that when Zaid ibn Thabit was at work editing the Koran for official publication, and was piecing
together the fragments received from different quarters, he preserved in some of the more important
fragments thus received, the initials of the persons from whom he received them. Thus ALMR might stand
for Al-Mughira, or TH for Talha and so on. Later, however, he went back on this, and in his article on
the "Koran" in the ninth edition of the Encyclopaedia Britannica19
he followed O. Loth's suggestion that the letters go back to Mohammed himself and have some intentionally
mystic signification. Loth's argument appeared in an article in ZDMG for
188120 on Tabari's Commentary on the Koran, where he criticises
Nöldeke's earlier "monogram" theory, and states his own, opinion that they were due to Jewish influence
(seing that they almost invariably appear in Medina Suras, where Jewish influence was strong, and not
in Meccan Suras, where it was practically non existent), and of the same nature as the mystic figures
and symbols of the Jewish Kabbala.21 Loth also thought that
the key to the symbols would be found in the opening words of the Suras to which they are attached,
a suggestion which, as we shall see in a moment, has borne most important fruit in more recent
investigation.
Aloys Sprenger22 favoured the monogram theory of the letters,
but not Nöldeke's variety. Taking the KHY'S at the head of Sura xix, he noted that this Sura dealt with
the histories of Christ and of John the Baptist, and that
it was the Sura which Mohammed's ambassadors recited to the King of Abyssinia. So Sprenger suggested
that the letters there stand for a Christian symbol, much after the same style as INRI (Iesus Nazarenus
Rex Iudaeorum) as used among Christians. Thus he would read 'Isa 'n Nasari maliku'l Yahidiyin,
and taking the most prominent letters in each word23 we find
'Isa gives 'Nasari gives S, malik gives K, and Yahudiyin gives HY; so KHY'S.
All of which is very far fetched and improbable.
Hartwig Hirschfeld in the last chapter of his New Researches into the Composition and Exegesis
of the Koran,24 takes up again and makes a strong case
for Nöldeke's original theory. Against the idea that the letters go back to Mohammed himself,
he makes the conclusive point, that if that were so, then Mohammed must have had some share in
the arrangement of the Suras, for it is obvious from a glance at the table of the signs that
there is some connection between them and the numerical order of the Suras. And of course, all
our evidence is directly opposed to the Prophet having had anything to do with the collection
and arrangement of his revelations. Starting from the fact that there are only twenty-nine
occurrences of these letters, and all of them at the head of composite Suras, Hirschfeld elaborates
Nöldeke's original suggestion.25 In every case he treats
the AL of these letters as the Arabic article al and gives as his suggestions as to
the names of the persons represented by the letters:—
M—Al Mughira
S—HafSa
R—Al ZubeiR
K—Abu BaKr
H—Abu Hureira
N—'OthmaN
T—Talha
S—Sa'd b. Abi Waqqas
H—Hudaifa'
'—'Omar (or 'Ali, or Ibn 'Abbas, or 'Aisha).
Q—Qasim b. Rabi'a.
Hans Bauer made a new beginning at the solution of the problem in 1921 in an article in
vol. lxxv of ZDMG.26 Otto Loth in the article
we have already mentioned laid it down that the letters were certainly to be considered as
abbreviations of well-known Qur'anic expressions, and himself made certain suggestions of
a solution in this direction, e. g., that ALMS stood for Sirat AL-Mistaqim,27
but his method herein is almost as arbitrary as that of Sprenger, and lies under the serious
condemnation that it makes the symbols more unintelligible than the words for which they are
abbreviations, whereas the essential point of an abbreviation is that it be as clear and
intelligible as the words for which it stands. Is there any more certain way of interpreting them
as abbreviations? Bauer thinks there is, starting from the fact that four (or perhaps five)
of these mystic letters, viz YS, S, Q, TH, (and maybe N) are at present used as Titles of the Suras
in which they occur, he writes, "Now the Titles of the Suras for the most part consist of more
or less striking catch words which are taken from the Suras concerned, so we would consider the above
cases as abbreviations of ingenious catch-words also," He then goes on to give some suggestions
as to possible solutions. Thus,—
YS of Sura xxxvi he interprets as an abbreviation of YaS'a (he who runs),28
of verse 19.
S of Sura xxxviii is similarly the Safinatu of yerse 30 "the chargers" which so interested the Moslem
commentators (e.g. Baidawi v. 18).
Q of Sura 1, he refers to Qarinuhu (he who is at his side)29
of verse 22 and 26.
TH of Sura xx he takes as two names, not one, the T is for Tuwa of verse 82, the holy valley in
which God appeared to Moses; and H is for Harun, the biblical Aaron who is mentioned several times
in this Sura.
N of Sura lxviii is for majNin (the demented) which in a way is the subject of the Sura.
Now this is a very big step on the way, but it is not quite satisfactory, in that it still leaves
some things un-explained, and has no consistent theory as to the reason of the signs being these.
The most recent investigation is that of Eduard Goossens in an article "Ursprung und Bedeutung
der Koranischen Siglen" published in the latest fascicule of vol. xiii of Der Islam. -
(pp. 191-226)30 Goossens agrees that the signs must be
considered as abbreviations, and the work of the collector, or may be some later redactor of the
Koran, but he claims that he has a consistent principle for explaining them, a principle that will
do away with the arbitrariness of previous suggestions as to their interpretation.
Seeing that they all stand at the beginning of Suras, and never within the Text, he makes the first
point, that they may be conceived of as some sort of introduction to the Suras. They would thus be
abbreviations of some such technical introduction as the Bismillah. Now what sort of a technical
introduction besides the Bismillah are we likely to find at the head of a Sura? Goossens points out
that each Sura already has such in its title, e. g. Sura ii is called "Al-Baqara," Sura vi "Al-Anfal,"
Sura xii "Yusuf" and so on. Here he finds the key to the problem. We know that the present names
for the Suras were not always or universally accepted, for there is still
good tradition for the currency of other names for some of them; e. g., Sura ix in our editions
is called "At-Tauba," but there is another name "Al-Bara'a" current in Tradition; Sura xvii "Al-Isra'"
is also known as "Bani Israil," and Sura xxxii, "As-Sajda," as "Al-Madaji'," etc." Also at
the present day the names differ somewhat in different parts of the Islamic world: e. g., Sura xl,
which in the east is called "Al-Mu'min," is widely known in the west as "Al-Ghafir," and similarly
Sura xlvii, "Mohammed," as "Al-Qital," etc. This variety of names, Goossens argues, must have
been much greater in the past than it is now, when everything Islamic has become so stereo-typed,
and so he proposes to regard the letters in question as remains of old names which once were
current.32
Supposing then that they are abbreviations of old Titles for the Suras, what principle are
we going to use to solve the riddle of their meaning? Goossens says we shall probably find it
by examining the titles at present in use to discover the principle on which they were given.
Examining these, we notice, that with the exception of Sura i and cxii33
the Titles are invariably chosen from words occurring within the Suras themselves, in seventy two
cases it is the first word,34 or one of the first
words that is chosen, and in the remaining forty it is some striking word occurring further
on in the Sura. This is a characteristically Semitic procedure,35
and suggests that the same principle would apply to earlier selections of Titles. Now when we look
a little more closely at this, we find the remarkable fact that of the Suras with mystic letters,
only
seven are found among the seventy-two named from the beginning of the Sura, and of these seven,
four, viz. - xx (TH), xxxvi (YS), xxxviii (S) and 1 (Q), are themselves the Titles of their Suras,
leaving us only three, viz. xxx (ALM), xli (HM) and lxviii (N). Of these, xxx and xli belong to groups,
and lxviii has a special reason, as we shall see later; so the conclusion is forced on us that
the seventy-two are so well and clearly distinguished by their naming that any other name for them
hardly ever comes into question, whereas there is and has been much more uncertainty about those
named from within the Sura.
An obvious objection here crops up. If these letters are abbreviations of old Titles, how does
it come about that in one case (ALR) there are five Suras with the same letters, and in two cases,
(ALM) and (TH) there are six of them? Is it likely that so many different Suras would have had
the same name? Goossens provisionally answers this by pointing out that it does not follow that
the abbreviation in every case is for the same name. Thus to take ALM, it might be used as
the abbreviation of no less than fourteen of the present names of Suras,36
all of which begin with ALM.
Thus we are ready now to take up the question of the individual signs. We are to seek the explanation
of each one in its own Sura, looking for a personal name or some other striking word, key-word,
in the Sura, and looking for it sooner in the body of the text than at the beginning. Goossens'
interpretations are as follows:
N. Sura lxviii. Schwally had already pointed out37
that there is an Arabic tradition in the Mufaddaliyat that this N is for Al-Hut —
"the fish" from the North Semitic nun — fish.38
Now in lxviii 48, Jonah is called Sahib al nun, and Sura xxi. 87 knows him as dhu 'n-Nun.
Thus we are on very safe ground in interpreting N as an
abbreviation for "Al-Nun," and this forms a key for the further solutions.
Q. Sura 1. of which it is the name. In Morocco at the present day this Sura is known as "Al-Majid,"
a name taken from the second word in the Sura. When we look at the preceding word we find that it
is Qur'an, and here is our Q for us.
YS. Sura xxxvi. This Sura is used at Moslem funerals, and yet there is in the contents of the Sura
no apparent ground for this usage. But when we look at Sura xxxvii we find it full of eschatological
matter, just such as we should expect to be used at obsequies. Sura xxxvii is in fact the dies irae
of Islam. How is it then that Sura xxxvi is used instead of xxxvii? Goossens suggests that they were
once joined together. They both have the same rhyme, save for the introductory verses of xxxvii (1-11),
and if we omit these introductory verses we find that xxxvii 12 joins right on with the end of xxxvi.
Now in xxxvii 130 we come upon the name of one of the servants of God, Elias (Al Yas) v 123
or Al Yasin, v 130, a name unknown to the Arabs who made out of it Al-Yasin,
(parallel with Al-'Amran) as is still done in Morocco. Here then is
the Ys,39 an abbreviation of a personal name and fitting in
with our principle.
S. Sura xxxviii. The uniting of the two previous Suras left us with verses 1-11 of Sura xxxvii
on our hands; Goossens thinks they originally belonged at the head of Sura xxxviii where they fit on e
xcellently. The S would then come from the first word of the Sura, "As-Saffat" and its present
use as the name of the Sura fits in exceedingly well with the theory; the S at the head of Sura xxxviii,
which has no other name, being a tradition of the original place of the eleven verses there.
ALR. Suras x; xi; xii; xiii (ALMR); xiv; xv. These all (except xiii) deal with the same subject,
the history of the Apostles whom God had throughout the ages sent to mankind to warn them, e. g.
Sura x deals with — Noah, Moses, Aaron and Jonah.
Sura xi deals with — Noah, Hud, Salih, Abraham, Lot, Shu'eib, and Moses.
Sura xii deals with — Joseph and the sons of Jacob.
Sura xiv deals with — Moses, Noah, Hud, Salih, and Abraham.
Sura xv deals with — Abraham, Lot, Shu'eib (to Midian) and Salih (in the valley Al-Hijr)
Moreover they are known by the names of the Apostles — Sura x — Jonah; xi — Hud; xii — Joseph;
xiv — Abraham; xv — Al-Hijr (i.e. Salih); and they all have much the same introduction. Thus Goossens
thinks they once formed a Sura-group known as the Apostle-group, and called by the general name
"Al-Rusul," i. e., the Apostles, and arranged in Order of their length. Later each of them
became known by its own prominent Apostle's name, but the ALR attached to them all preserved
the old tradition.
Sura xii stands a little out of the group, its introduction being the only apparent connection it
has with them. It mentions no individual Apostle, but it does more than once refer to the previous
Apostles in general. So maybe ALMR is but "Al-Mursal", a participle from the root RSL,
of Mohammed is called "Al Mursal" in verse 43.
ALM Suras ii iii, xxix, xxx, xxxi, xxxii. Like the previous set of Suras these are arranged
according to their length, and also probably once formed a group, which the redactor divided
into two because of the unusual length of ii and iii, which according to his principle of
arrangement needed to take a place near the beginning. For such a group the word Mathal
forms the connecting link, and this would suggest for ALM the meaning "Al-Mathal" —
the parable. We need not follow Goossens in his working this out in detail for each
Sura.40
ALMS. Sura vii. In verse 10 we come across the word Sawwarnakum (we fashioned you) which links
on with the well-known name of God "Al Musawwir" (the Fashioner) found e.g. in Sura lix. 24.
Now as Islamic tradition explains this S as "Al-Musawwir," and as we find in v. 179 of this
Sura vii the statement, "Allah's are the most excellent titles," we are fairly safe in this
identification.
KHY'S Sura xix. This is a composite Sura. Verses 1-34; 42-75 are connected by similarity
of rhyme, and deal with the history of the Prophets, John, Jesus, Abraham, Moses, Israel and Idris.
Verses 35-41 are an interpolation about Jesus in a different rhyme. Verses 76 to the end are also
in different rhyme, and look like a later embellishment. This suggests that this long list of signs
is also composite, and Goossens unravels them as follows: Y — Yahya (John), ' — 'Isa
(Jesus). That clears up two of the sections. The third section v. 76 ff. is a fragment of a sermon
of Mohammed to the Meccans, and was once known as "Ad'-Dalal" (the Error), so this gives us
our S.41
But what of the KH? There is clearly nothing with which they can be related in Sura xi; but if
we look for a moment at Sura xviii, we find its name is "Al-Kahf" and that is also
a composite Sura containing stories much after the style of Sura xix. So the conclusion is
that they formed one Sura, and the KH at the beginning of our group of signs is
explained.42
TH. Sura xx. If we take the two letters as an abbreviation of one word, there is no likely word
in the Sura, but if we separate them, the two obvious words are those Bauer had already suggested,
viz. T — Tuwa, and H — Harun. Prof. Grimme makes a suggestion here which
may be an improvement on this, He thinks that the T of Tuwa, having been made the Title
of the Sura, and not being understood, was given in pronunciation the feminine — ah ending.
TSM. Suras xxvi, xxvii (TS) and xxviii. This would look like another group, and Bauer notices
that they all begin with the story of Moses, so that the M of at least two of them might be from
Musa (Moses).
In xxvi Goossens finds the S in "Ash-Shu'ara'" "the poets," of
v. 22443 which has given the Sura its name, and
the T in the South-Arabian Tud, the mountain of v. 63.
Sura xxvii deals mostly with Solomon, so it is natural find the S in Sulaiman, and
the T would be for the Tair (the Birds) who play such a prominent part in the Solomon story.
There is much more difficulty with Sura xxviii and Goosens almost gives it up in despair.
For the T he suggest Adh-Dhill" (the Shadow) of v. 2444
or "Attur" (the mountain) of v. 29, 46, or "At-Tin" (the clay). S there is only
"Ash-Shatil' (the Brink) of v. 30; and the M either Musa, or Midyan (v. 21, 22, 45).
HM. Sura xl; xli; xlii (HM'SQ)'; xliii; xliv; xlv; all having the same characteristic introduction.
They form an eschatological group and doubtless the HM has the same meaning in each
case.45 (Bauer noticed that words for Hell, Jahannam,
Jahlm, Nar occur particularly frequently in these Suras, and Goossens notes further that they
remark on the dreadful Hamim (the boiling water) which is to be so essential a part of
the punishments in the life beyond.46 So he reads HM from
that as perhaps a typical word for future punishment.
Sura xlii is peculiar in having in addition to the HM the group 'SQ. It is to be noticed that
in writing the two groups are-always kept separate. HM of course would
obviously link up with the rest of the group, and Goossens agrees with Bauer following
Schwally47 and Loth48
in taking the 'SQ as an abbreviation of "la'alla 's-sa'ata qarib' (maybe the hour — of the hamim'
— is near) of v. 16.49
That is the complete list, and students of the Koran will greet it with mixed feelings. Some of
the identifications certainly appear very dubious, and at times one wonders whether the author
has escaped the arbitrariness of which he charges others. But there can be no doubt whatever
that this is the biggest advance yet made toward the solution of the problem, and we cannot but feel
that here at least we have the right line to follow if ever an entire solution of the mystery can
be obtained. Discoveries like Mingana's of fragments of seemingly pre-Othmanic
Korans50 give us hope that there may yet come to hand
manuscript evidence that will give us yet older tradition and more certain evidence. The present
writer has tried this present theory on some Azhari-trained Sheikhs in Cairo, and while they are
forced to admit the cogency of some of the arguments, they all fall back on the position that
these letters are part of the very word of God written from all eternity on the Preserved Table,
whereas this theory would make them out to be the work of man.
Goossens goes on to discuss the probable origin and date of the signs, and their relation to
the ordering of the Suras, linking on again here with Bauer's paper in ZDMG. But this
equally fascinating and important discussion, must be postponed for a later issue.
Cairo, Egypt.
ARTHUR JEFFERY.
The Muslim World, vol. 13: 1924, pp. 247-260.
Answering Islam Home Page